Facts about Christian Briggs

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Facts about Christian Briggs

Post by Admin on Wed Jul 29, 2015 9:37 am

I'd like to take a poll of investors if they were made aware of this prior to their investment. Maybe in the small print:

BMC Capital, Inc. (Form: S-1, Received: 08/13/2012 06:03:42)

http://www.nasdaq.com/markets/ipos/filing.ashx?filingid=8374929

As filed with the Securities and Exchange Commission August 10, 2012

Involvement in Certain Legal Proceedings

In 1988, at age 21, Christian Briggs, our Chief Executive Officer and a member of our Board of Directors, was named as a defendant in 3 criminal indictments brought by the Securities and Exchange Commission regarding securities fraud. It was alleged that Mr. Briggs was a sales person and made cold calls selling investments in Oreo Mining Co., a Nevada corporation. Mr. Briggs was not convicted of any crime, and it was determined he played a “minor” role in the sales of securities, but was named as a defendant because of his sales role and for not verifying information provided by officers of Oreo Mining Co. Mr. Briggs was placed on probation for a period of 10 years; provided, however, after 7 years of that probation, the judge dismissed those indictments and the final three years of that probation.

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